George K. Noga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Kenneth Noga was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1982. George had worked at 3 firms and has passed the Series 63, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2004 - October 16, 2009
DELTA SECURITIES COMPANY, LLC
March 20, 1987 - October 16, 2009
SIGNATURE ESTATE SECURITIES, LLC
November 5, 1982 - November 25, 1987
CFG SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
DELTA SECURITIES COMPANY, LLC
CRD#: 130577 / SEC#: , 8-66364
Contact information
Documents
Red Flags
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