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William Weber

CRD# 1080444·Registered 1983 - 2025
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Weber, who also goes by William Henry Weber, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1983 - 2025. William had worked at 7 firms and has passed the Series 63, Series 42, Series 99TO, SIE, Series 3, Series 15, Series 5, Series 7, Series 14, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William Henry Weber

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

CAMBRIDGE INTERNATIONAL SECURITIES, LLC·CRD# 39137
BD
Westport, CT
October 24, 1995 - June 30, 2025
THE NORTHSTAR GROUP, INC.·CRD# 31282
BD
Greenwich, CT
March 24, 1993 - August 9, 1995
YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP)·CRD# 16380
BD
Chicago, IL
June 18, 1992 - January 23, 1993
JPMSI·CRD# 15733
BD
New York, NY
January 15, 1990 - June 19, 1992
KLEINWORT BENSON NORTH AMERICA INC.·CRD# 5087
BD
July 19, 1988 - October 14, 1989
SCOTIA CAPITAL (USA) INC.·CRD# 2739
BD
April 13, 1987 - April 27, 1988
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
January 19, 1983 - August 11, 1986

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Current Firm

CI
CAMBRIDGE INTERNATIONAL SECURITIES, LLC

CAMBRIDGE INTERNATIONAL SECURITIES, INC. | CAMBRIDGE INTERNATIONAL SECURITIES, LLC

CRD#: 39137 / SEC#: 8-48552
BD
Terminated by SEC on 08/31/2025

Contact Information

Established

Connecticut since 10/17/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CAMBRIDGE INTERNATIONAL SECURITIES, INCOWNER—
NEVSTAD, HENRY JOHANCEO6667320
WEBER, KATHARINE DIANATREASURER1509042
WEBER, WILLIAMPRESIDENT,COO, CCO1080444

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1983About the Series 63 exam

Series 42 — Registered Options Representative Examination

Passed Jan 2023

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Apr 2008About the Series 3 exam

Series 15 — Foreign Currency Options Examination

Passed May 1983

Series 5 — Interest Rate Options Examination

Passed Feb 1983

Series 7 — General Securities Representative Examination

Passed Jan 1983About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2005About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jul 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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