William H. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Henry Weber, who also goes by William Henry Weber, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 7 firms and has passed the Series 63, Series 42, Series 99TO, SIE, Series 3, Series 15, Series 5, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 1995 - June 30, 2025
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
March 24, 1993 - August 9, 1995
THE NORTHSTAR GROUP, INC.
June 18, 1992 - January 23, 1993
YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP)
January 15, 1990 - June 19, 1992
JPMSI
July 19, 1988 - October 14, 1989
KLEINWORT BENSON NORTH AMERICA INC.
April 13, 1987 - April 27, 1988
SCOTIA CAPITAL (USA) INC.
January 19, 1983 - August 11, 1986
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 15
Date: 5/13/1983
Foreign Currency Options ExaminationSeries 5
Date: 2/22/1983
Interest Rate Options ExaminationCurrent Firm
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
CRD#: 39137 / SEC#: , 8-48552
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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