Richard W. Overdorff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Ward Overdorff was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1982. Richard had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2010 - January 4, 2018
LATITUDE ADVISORS, LLC
January 15, 2010 - December 31, 2017
GWN SECURITIES INC.
July 20, 2001 - December 31, 2009
MEDALLION ADVISORY SERVICES, LLC
May 16, 2001 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
September 8, 1987 - May 16, 2001
SIGNATURE ESTATE SECURITIES, LLC
August 3, 1987 - August 25, 1987
SIGNATURE ESTATE SECURITIES, LLC
November 5, 1982 - August 28, 1987
CFG SECURITIES CORP.
Primary Firm SEC Registration
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
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