Susan P. Weissenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Pilcher Weissenberg, who also goes by Susan Marie Pilcher, Susan Pilcher, Susan M Pilcherweissenberg, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1983. Susan had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2010 - January 25, 2012
ACCESS SECURITIES, LLC
July 27, 2006 - May 15, 2009
GLOBAL CROWN CAPITAL, LLC
February 16, 1999 - July 26, 2006
MOORS & CABOT, INC.
March 31, 1998 - October 5, 1998
COWEN PRIME SERVICES TRADING LLC
July 1, 1996 - April 22, 1998
JOSEPHTHAL & CO., INC.
October 16, 1986 - July 17, 1996
DEUTSCHE BANK SECURITIES INC.
December 13, 1985 - October 7, 1986
SECURITIES SETTLEMENT CORPORATION
December 21, 1983 - July 24, 1985
SWISS AMERICAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ACCESS SECURITIES, LLC
CRD#: 22455 / SEC#: , 8-39729
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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