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RH

Richard T. Huebner

GVC CAPITAL LLC
GREENWOOD VILLAGE, CO 80111
Some features on this profile are disabled
CRD#: 1080361
RH

Professional summary

Richard Tyson Huebner, who also goes by Dick Huebner, is a registered financial professional currently at GVC CAPITAL LLC located in Greenwood Village, Colorado.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1982. Richard has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 14, Series 8, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dick Huebner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Tyson Huebner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 9, 2001 - Present

GVC CAPITAL LLC

Office #1: 5350 S. Roslyn St. Suite 300, Greenwood Village, CO 80111
BD
CRD#: 38923
GREENWOOD VILLAGE, CO
Past

November 2, 2012 - June 21, 2013

PENNALUNA & COMPANY

BD
CRD#: 11604
COEUR D'ALENE, ID
Past

August 15, 1994 - May 23, 2000

FISERV CORRESPONDENT SERVICES, INC.

BD
CRD#: 29273
DENVER, CO
Past

January 3, 1984 - January 14, 1998

HANIFEN, IMHOFF INC.

BD
CRD#: 2126
DENVER, CO
Past

December 19, 1983 - March 1, 1984

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

December 31, 1982 - December 19, 1983

FIRST MID-AMERICA INC.

BD
CRD#: 306

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/4/2013)
RR
California
(2/18/2003)
RR
Colorado
(10/9/2001)
RR
Connecticut
(10/6/2025)
RR
Florida
(1/5/2021)
RR
Georgia
(9/30/2024)
RR
Indiana
(8/28/2024)
RR
Iowa
(2/26/2018)
RR
Maryland
(1/13/2020)
RR
Michigan
(11/7/2001)
RR
Montana
(1/16/2024)
RR
Nebraska
(11/14/2001)
RR
Nevada
(1/3/2025)
RR
New Jersey
(1/3/2025)
RR
New York
(1/25/2013)
RR
North Carolina
(2/7/2025)
RR
Ohio
(1/10/2024)
RR
Oklahoma
(2/10/2010)
RR
Oregon
(2/6/2025)
RR
Texas
(5/18/2012)
RR
Virginia
(1/11/2024)
RR
Washington
(8/24/2012)
RR
Wisconsin
(10/22/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/8/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 6/13/1985
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 12/18/1982
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 3/25/1990
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 8
Date: 10/30/1987
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 4
Date: 1/29/1987
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/12/1986
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GVC CAPITAL LLC
BATHGATE CAPITAL PARTNERS LLC | GVC CAPITAL LLC | BATHGATE MCCOLLEY CAPITAL GROUP LLC

CRD#: 38923 / SEC#: , 8-48465

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
5350 So. Roslyn St. Suite 300, Greenwood Village, CO 80111
Mailing Address
5350 So. Roslyn St. Suite 300, Greenwood Village, CO 80111-2124
Phone number
(303) 694-0862
Established
Colorado since 06/09/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GVC PARTNERS LLCMEMBER
FULTON, GREGORY GALESENIOR MANAGING PARTNER215757
HUEBNER, RICHARD TYSONSENIOR MANAGING PARTNER1080361
LUND, KENT JEFFREYINTERIM CEO, CCO3191357

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GVC CAPITAL LLC

CRD#: 38923Greenwood Village, CO 80111

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