Maxwell C. Huffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maxwell Combest Huffman JR, who also goes by Maxwell C Huffman, Maxwell Combesty Huffman Jr, was a registered financial professional .
Maxwell is a previously registered financial professional and started their career in finance in 1982. Maxwell had worked at 1 firm and has passed the Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 1982 - May 11, 1989
HUFFMAN SECURITIES COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HUFFMAN SECURITIES COMPANY, INC.
CRD#: 10888 / SEC#: , 8-27771
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
