Peter D. Maynard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Douglas Maynard was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1998. Peter had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2004 - December 20, 2016
PDM ADVISORS
January 7, 2004 - July 20, 2005
QUEST CAPITAL STRATEGIES, INC.
December 15, 1998 - December 31, 2003
PRINCIPAL SECURITIES, INC.
March 2, 1998 - November 30, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 2, 1998 - November 30, 1998
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PDM ADVISORS
CRD#: 130600 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
