Judith S. Benedetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Spooner Benedetti, who also goes by Judy Benedetti, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1983. Judith had worked at 3 firms and has passed the Series 63, Series 52 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 1986 - November 14, 1986
SALLIE & COMPANY, INC.
August 29, 1984 - April 16, 1985
COLLINS SECURITIES CORPORATION
February 15, 1983 - April 6, 1984
TOWNES & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
SALLIE & COMPANY, INC.
CRD#: 7650 / SEC#: , 8-22955
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
