JC
John M. Christian
JAMES I. BLACK & COMPANY
Lakeland, FL 33801
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CRD#: 1080117
JC
Professional summary
John Morgan Christian, CFP® is a registered financial advisor currently at JAMES I. BLACK & COMPANY located in Lakeland, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. John has worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Estate Planning
Comprehensive Financial Planni...
Retirement Planning
Tax Planning
Insurance Planning
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
James I. Black & Co Investment Related "Yes" 311 South Florida Ave. Lakeland, FL 33801; Broker Dealer - Vice President
CRS (Client Relationship Summary) - RIA
Click below to view John Morgan Christian's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Morgan Christian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
Experience
Current
November 25, 2020 - Present
JAMES I. BLACK & COMPANY
Office #1: 311 South Florida Avenue, Lakeland, FL 33801Office #2: 311 South Florida Avenue, Lakeland, FL 33801RIA
BD
CRD#: 1249
Lakeland, FL
Current
July 20, 1988 - Present
JAMES I. BLACK & COMPANY
Office #1: 311 South Florida Avenue, Lakeland, FL 33801Office #2: 311 South Florida Avenue, Lakeland, FL 33801RIA
BD
CRD#: 1249
Lakeland, FL
Past
July 15, 1987 - August 5, 1998
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
December 21, 1982 - July 11, 1988
ALLEN & COMPANY OF FLORIDA, LLC
BD
CRD#: 25
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JAMES I. BLACK & COMPANY
JAMES I. BLACK & COMPANY
CRD#: 1249 / SEC#: 801-118955, 8-12077
RIA
Registered Investment Advisory firm - SEC (7/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/26/1988)
IAR
Florida(11/25/2020)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JAMES I. BLACK & COMPANY
JAMES I. BLACK & COMPANY
CRD#: 1249 / SEC#: 801-118955, 8-12077
RIA
Registered Investment Advisory firm - SEC (7/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
311 South Florida Avenue, Lakeland, FL 33801
Mailing Address
P.o. Box 24838, Lakeland, FL 33802
Phone number
(863) 686-4163
Established
Florida since 08/10/1964
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
10
SEC notice filing (1 States and Territories)
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK, GERALD LEROY | PRESIDENT AND DIRECTOR | 811414 |
| BLACK, JAMES ISSAC III | OWNER | |
| CHARLES, REBECCA B | OWNER | |
| LYONS, DORIS BLACK | TREASURER | |
| BLACK, JENNIFER LEIGH | OWNER | 6400578 |
| BLACK, KATHARINE ANN | OWNER | 6400616 |
| BLACK, STEPHANIE MARIE | OWNER | 6395469 |
| DEAN, JEFFREY MILLER | DIRECTOR | |
| STEADMAN, NATASHA LYNN | CHIEF COMPLIANCE OFFICER | 5161387 |
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 142,580,974 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
