BP
Brent A. Pinkerton
ONEAMERICA SECURITIES
Venice, FL 34293
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CRD#: 1079954
BP
Professional summary
Brent A Pinkerton, who also goes by Brent Arthur Pinkerton, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Venice, Florida.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Brent has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brent Arthur Pinkerton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Non-variable insurance sales (fixed life, fixed annuities, health, P&C)**President: Pinkerton Insurance Group - Insurance Sales and Service**President: Pinkerton Payroll & Insurance - Payroll, Insurance, HR Company**Managing Member: 4240 S Trail LLC - Real Estate Holding Company**Managing Member: Raysnation - Holding Co for Ins Captive
CRS (Client Relationship Summary) - RIA
Click below to view Brent A Pinkerton's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brent A Pinkerton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2025 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 4240 S Tamiami Trail, Venice, FL 34293RIA
BD
CRD#: 4173
Venice, FL
Current
May 20, 2025 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 4240 S Tamiami Trail, Venice, FL 34293RIA
BD
CRD#: 4173
Venice, FL
Past
November 18, 2024 - June 2, 2025
LPL ENTERPRISE, LLC
RIA
CRD#: 8733
VENICE, FL
Past
November 14, 2024 - June 2, 2025
LPL ENTERPRISE, LLC
BD
CRD#: 8733
VENICE, FL
Past
July 11, 2024 - November 12, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Venice, FL
Past
March 6, 2020 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Venice, FL
Past
August 5, 1993 - March 3, 2020
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
VENICE, FL
Past
May 7, 1992 - January 25, 1993
HORACE MANN INVESTORS, INC.
BD
CRD#: 11643
SPRINGFIELD, IL
Past
February 1, 1990 - September 14, 1990
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
Past
August 30, 1989 - February 8, 1990
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
February 24, 1983 - September 14, 1990
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/20/2025)
IAR
Florida(5/21/2025)
RR
Georgia(5/20/2025)
RR
New York(5/20/2025)
RR
Ohio(5/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEAMERICA SECURITIES, INC.
CRD#: 4173Venice, FL 34293TRUST BUT VERIFY
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