Barbara E. Laski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Eloise Laski, who also goes by Barbara Eloise Kremer, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1982. Barbara had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 1998 - December 31, 2000
WMA SECURITIES, INC.
February 21, 1989 - December 31, 1997
LASALLE ST SECURITIES, L.L.C.
December 8, 1988 - January 17, 1989
HAMILTON INVESTMENTS, INC.
September 23, 1983 - December 17, 1988
OBERWEIS SECURITIES, INC.
December 15, 1982 - August 29, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
WMA SECURITIES, INC.
CRD#: 32625 / SEC#: , 8-45728
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 6 |
Red Flags
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