David T. Hosler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Timothy Hosler, who also goes by Tim Hosler, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2019 - September 21, 2021
GT SECURITIES, INC.
June 9, 2008 - June 6, 2018
STERN BROTHERS & CO.
March 22, 1995 - June 11, 2008
STIFEL INDEPENDENT ADVISORS, LLC
January 3, 1995 - June 11, 2008
STIFEL INDEPENDENT ADVISORS, LLC
June 17, 1987 - December 31, 1994
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 21, 1985 - May 21, 1987
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
