Leslie C. Quick Iii

SIMON QUICK ADVISORS

MORRISTOWN, NJ 07960

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CRD#: 1079748

Professional summary

Leslie Charles Quick Iii III, who also goes by (iii) Leslie Charles Quick, Leslie Charles Quick III, Leslie Charles (iii) Quick, Leslie Charles Shaw, Leslie Shaw, is a registered financial advisor currently at SIMON QUICK ADVISORS, LLC located in Morristown, New Jersey.

Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Leslie has worked at 7 firms and has passed the Series 63, Series 3, Series 41, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

(iii) Leslie Charles Quick | Leslie Charles Quick Iii | Leslie Charles (iii) Quick | Leslie Charles Shaw | Leslie Shaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Charles Quick Iii III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2013 - Present

SIMON QUICK ADVISORS, LLC

Office #1: 360 Mount Kemble Avenue, Morristown, NJ 07960

RIA

CRD#: 132330

MORRISTOWN, NJ

Past

October 13, 2016 - October 5, 2017

LEO WEALTH, LLC

RIA

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/8/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/11/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/8/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 41

Date: 4/24/1980

NYSE Allied Member Examination

Principal/Supervisory Exam

Series 4

Date: 5/15/1985

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/23/1983

General Securities Principal Examination

Current Firm

SIMON QUICK ADVISORS, LLC

MASSEY QUICK SIMON & CO., LLC | SIMON QUICK ADVISORS, LLC | SIMON QUICK | MASSEY, QUICK & CO. LLC

CRD#: 132330 / SEC#: 801-63357

RIA

Registered Investment Advisory firm - (7/16/2004 Approved)

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Contact information

Main Address

360 Mt. Kemble Ave, Morristown, NJ 07960

Mailing Address

Phone number

(973) 525-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIMON QUICK ADVISORS, LLC ADV PART 2A (6/13/2025)

Regulatory assets under management

Total Number of Accounts	3,710
AUM (Assets Under Management)	$ 7,072,626,223

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
10/11/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leslie C. Quick Iii

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Charles Quick Iii III's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEO WEALTH, LLC

BANKBOSTON INVESTOR SERVICES, INC.

FLEET ENTERPRISES, INC.

FIS SECURITIES, INC.

FLEET ENTERPRISES, INC.

FIS SECURITIES, INC.

BANKBOSTON INVESTOR SERVICES, INC.

QUICK & REILLY, INC.

APEX CLEARING CORPORATION

Primary Firm SEC Registration

SIMON QUICK ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/11/1982

Series 3

Date: 2/8/1984

Series 41

Date: 4/24/1980

Series 4

Date: 5/15/1985

Series 24

Date: 3/23/1983

Current Firm

SIMON QUICK ADVISORS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SIMON QUICK ADVISORS, LLC

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