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Patricia Leanora Gill

CRD# 1079696·Registered 1982 - 1998
Barred: Patricia Leanora Gill was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Patricia Leanora Gill, who also goes by Patricia Leanora Oboyle Gill, Patricia Leanora Oboyle, was a registered financial advisor. Patricia was a previously registered financial professional and started their career in finance 1982 - 1998. Patricia had worked at 5 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patricia Leanora Oboyle Gill, Patricia Leanora Oboyle

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
December 1, 1989 - March 18, 1998
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 19, 1989 - December 12, 1989
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
November 3, 1988 - November 19, 1989
CHRISTOPHER WEIL & COMPANY, INC·CRD# 6566
BD
Glendale, CA
April 22, 1986 - November 3, 1988
E. F. HUTTON & COMPANY INC·CRD# 235
BD
December 21, 1982 - January 13, 1986

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Current Firm

RT
ROBERT THOMAS SECURITIES, INC

ROBERT THOMAS SECURITIES, INC

CRD#: 10147 / SEC#: 8-26680
BD
Terminated by SEC on 04/06/1999

Contact Information

Established

Florida since 07/30/1981

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1983About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jan 1983About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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