Shaun E. Bracken

BRIDGELIGHT CAPITAL LLC

Scottsdale, AZ 85254

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CRD#: 1079685

Professional summary

Shaun Elizabeth Bracken is a registered financial advisor currently at BRIDGELIGHT CAPITAL LLC located in Scottsdale, Arizona.

Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Shaun has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bridgelight Capital. Investment related. 7033 E Greenway Parkway, Suite 160, Scottsdale, AZ 85254. RIA. Senior Vice President. Start 10/2015. 40 hours/month 40 during trading. Providing advice and investments to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Elizabeth Bracken's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2015 - Present

BRIDGELIGHT CAPITAL LLC

Office #1: 7033 E. Greenway Parkway Suite 160, Scottsdale, AZ 85254

RIA

CRD#: 154920

Scottsdale, AZ

Past

October 8, 2015 - December 31, 2020

BRIDGELIGHT CAPITAL LLC

RIA

CRD#: 154920

SCOTTSDALE, AZ

Past

October 2, 2015 - July 16, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Scottsdale, AZ

Past

August 8, 2014 - October 5, 2015

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

SCOTTSDALE, AZ

Past

October 17, 2008 - October 5, 2015

WEDBUSH SECURITIES INC.

CRD#: 877

SCOTTSDALE, AZ

Past

December 7, 1994 - October 24, 2008

PEACOCK, HISLOP, STALEY & GIVEN, INC.

CRD#: 21477

PHOENIX, AZ

Past

October 30, 1992 - November 28, 1994

E. S. HOPE FINANCIAL

CRD#: 19885

SAN DIEGO, CA

Past

March 6, 1989 - October 27, 1992

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

April 21, 1988 - December 7, 1988

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

January 19, 1983 - May 4, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGELIGHT CAPITAL LLC

CRD#: 154920 / SEC#: 801-116940

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

Arizona

Registered Investment Advisory firm - (7/19/2019 Terminated)

California

Registered Investment Advisory firm - (8/18/2019 Terminated)

Utah

Registered Investment Advisory firm - (7/19/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/8/2015)

IAR

Texas
(1/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/18/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/1983

General Securities Representative Examination

Current Firm

BRIDGELIGHT CAPITAL LLC

CRD#: 154920 / SEC#: 801-116940

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

Arizona

Registered Investment Advisory firm - (7/19/2019 Terminated)

California

Registered Investment Advisory firm - (8/18/2019 Terminated)

Utah

Registered Investment Advisory firm - (7/19/2019 Terminated)

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Contact information

Main Address

7033 E. Greenway Parkway Suite 160, Scottsdale, AZ 85254

Mailing Address

Phone number

(480) 270-5240

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE AND APPENDIX 1 WRAP FEE PROGRAM BROCHURE FOR BRIDGELIGHT CAPITAL LLC (4/2/2025)

Regulatory assets under management

Total Number of Accounts	401
AUM (Assets Under Management)	$ 120,677,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Shaun E. Bracken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Elizabeth Bracken's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIDGELIGHT CAPITAL LLC

PURSHE KAPLAN STERLING INVESTMENTS

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

PEACOCK, HISLOP, STALEY & GIVEN, INC.

E. S. HOPE FINANCIAL

CAPITAL BROKERAGE CORPORATION

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

BRIDGELIGHT CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2014

Series 63

Date: 4/18/1984

SIE

Date: 10/1/2018

Series 7

Date: 1/15/1983

Current Firm

BRIDGELIGHT CAPITAL LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIDGELIGHT CAPITAL LLC

TRUST BUT VERIFY

Contact information

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