Cynthia G. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Griffin Scott, who also goes by Cynthia Jo Griffin, Cynthia Griffin Nelson, Cynthia Griffin Norville, Cynthia Norville, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1986. Cynthia had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2019 - February 17, 2021
BB&T SECURITIES, LLC
December 9, 2019 - February 17, 2021
BB&T SECURITIES, LLC
August 30, 2016 - September 29, 2023
TRUIST ADVISORY SERVICES, INC.
July 15, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
June 24, 2014 - September 29, 2023
TRUIST INVESTMENT SERVICES, INC.
November 9, 2007 - July 9, 2014
DEUTSCHE BANK SECURITIES INC.
November 6, 2007 - July 9, 2014
DEUTSCHE BANK SECURITIES INC.
April 2, 2007 - October 26, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - October 26, 2007
MORGAN STANLEY & CO. LLC
January 22, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
December 31, 2001 - December 8, 2003
MORGAN STANLEY DW INC.
August 21, 1986 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/19/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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