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JC

John Crocker

CAPITAL CONNECT
Vero Beach, FL 32963
Some features on this profile are disabled
CRD#: 1079445
JC

Professional summary

John Crocker III, who also goes by John - Crocker III, John - Crocker, John Crocker III, John Crocker, is a registered financial professional currently at CAPITAL CONNECT, LLC located in Vero Beach, Florida.

John is registered as a RR (Registered Representative) and started their career in finance in 1983. John has worked at 14 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

John - Crocker Iii | John - Crocker | John Crocker Iii | John Crocker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Crocker III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2026 - Present

CAPITAL CONNECT, LLC

Office #1: 191 Silver Moss Drive, Vero Beach, FL 32963
BD
CRD#: 329399
Vero Beach, FL
Past

August 14, 2023 - August 6, 2025

FIRST AVENUE

BD
CRD#: 145860
NEW YORK, NY
Past

January 23, 2023 - July 7, 2023

BERCHWOOD PARTNERS LLC

BD
CRD#: 108399
NEW YORK, NY
Past

March 7, 2022 - December 21, 2022

ACERVUS SECURITIES, INC.

BD
CRD#: 298058
NEW YORK, NY
Past

July 6, 2016 - March 4, 2022

BERCHWOOD PARTNERS LLC

BD
CRD#: 108399
NEW YORK, NY
Past

June 27, 2013 - December 15, 2015

DC ADVISORY

BD
CRD#: 129919
NEW YORK, NY
Past

October 26, 2011 - January 3, 2013

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
NEW YORK, NY
Past

November 23, 2010 - November 1, 2011

ATLANTIC - PACIFIC CAPITAL, INC.

BD
CRD#: 38356
STAMFORD, CT
Past

May 16, 2005 - November 4, 2010

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 8, 2003 - July 28, 2005

CAPITAL Z SECURITIES, LLC

BD
CRD#: 124195
NEW YORK, NY
Past

November 3, 2000 - April 15, 2003

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

October 8, 1996 - September 20, 2002

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

May 8, 1990 - September 16, 1996

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY
Past

September 13, 1988 - March 28, 1990

C&W REALTY CAPITAL CORPORATION

BD
CRD#: 20684
Past

June 25, 1986 - February 26, 1988

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

March 22, 1983 - June 20, 1986

PERSHING LLC

BD
CRD#: 7560

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/12/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/14/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/3/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CAPITAL CONNECT, LLC
CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: , 8-71196

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
191 Silver Moss Drive, Vero Beach, FL 32963
Mailing Address
191 Silver Moss Drive, Vero Beach, FL 32963
Phone number
(646) 265-2400
Established
Wyoming since 10/18/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER NOLANCEO/CCO3269364
PORTWOOD, WILLIAM BOYCECFO/POO/PFO/FINOP4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL CONNECT, LLC

CRD#: 329399Vero Beach, FL 32963

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