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JC

John Crocker Iii

CAPITAL CONNECT
VERO BEACH, FL
·CRD# 1079445·43 years experience

Professional Summary

John Crocker III, who also goes by John - Crocker III, John - Crocker, John Crocker III, John Crocker, is a registered financial advisor currently at CAPITAL CONNECT, LLC located in Vero Beach, Florida. John is registered as a RR (Registered Representative) and started their career in finance in 1983. John has worked at 14 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John - Crocker Iii, John - Crocker, John Crocker Iii, John Crocker

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

CAPITAL CONNECT, LLC·CRD# 329399
BD
191 Silver Moss Drive, Vero Beach, FL 32963
May 12, 2026 - Present
FIRST AVENUE·CRD# 145860
BD
New York, NY
August 14, 2023 - August 6, 2025
BERCHWOOD PARTNERS LLC·CRD# 108399
BD
New York, NY
January 23, 2023 - July 7, 2023
ACERVUS SECURITIES, INC.·CRD# 298058
BD
New York, NY
March 7, 2022 - December 21, 2022
BERCHWOOD PARTNERS LLC·CRD# 108399
BD
New York, NY
July 6, 2016 - March 4, 2022
DC ADVISORY·CRD# 129919
BD
New York, NY
June 27, 2013 - December 15, 2015
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
New York, NY
October 26, 2011 - January 3, 2013
ATLANTIC - PACIFIC CAPITAL, INC.·CRD# 38356
BD
Stamford, CT
November 23, 2010 - November 1, 2011
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 16, 2005 - November 4, 2010
CAPITAL Z SECURITIES, LLC·CRD# 124195
BD
New York, NY
May 8, 2003 - July 28, 2005
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
November 3, 2000 - April 15, 2003
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
October 8, 1996 - September 20, 2002
CITICORP SECURITIES, INC.·CRD# 7474
BD
New York, NY
May 8, 1990 - September 16, 1996
C&W REALTY CAPITAL CORPORATION·CRD# 20684
BD
September 13, 1988 - March 28, 1990
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
June 25, 1986 - February 26, 1988
PERSHING LLC·CRD# 7560
BD
March 22, 1983 - June 20, 1986

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Current Firm

CC
CAPITAL CONNECT, LLC

CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: 8-71196
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

191 Silver Moss Drive, Vero Beach, FL 32963

Mailing Address

191 Silver Moss Drive, Vero Beach, FL 32963

Phone Number

(646) 265-2400

Established

Wyoming since 10/18/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER NOLANCEO/CCO3269364
CARTER, ANA ROUMENOVACFO/FINOP4424794

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(5/12/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2005About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1995About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Crocker III's CRS (Customer Relationship Summary).

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