Michael D. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Daniel Stewart SR, who also goes by Michael Daniel Stewart, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 7 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1991 - December 9, 1992
EASTBROKERS NORTH AMERICA, INC.
October 12, 1989 - February 14, 1991
INTEGRATED FINANCIAL PLANNING SERVICES
August 10, 1988 - October 4, 1989
IDS LIFE INSURANCE COMPANY
August 10, 1988 - October 4, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
December 23, 1987 - August 29, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
August 17, 1987 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
January 19, 1987 - October 21, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
July 2, 1984 - January 28, 1987
MUTUAL SERVICE CORPORATION
November 24, 1982 - February 19, 1985
EASTBROKERS NORTH AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EASTBROKERS NORTH AMERICA, INC.
CRD#: 10673 / SEC#: , 8-29729
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
