Deborah G. Vonschondorf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Gail Vonschondorf, who also goes by Deborah Gail Ulrich, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1982. Deborah had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2002 - July 5, 2012
TRACK DATA SECURITIES CORPORATION
May 2, 1990 - July 9, 1992
CITIGROUP GLOBAL MARKETS INC.
December 21, 1982 - March 14, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
TRACK DATA SECURITIES CORPORATION
CRD#: 103802 / SEC#: , 8-52290
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
