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GP

Gregory A. Peters

WALNUT CREEK, CA 94597
Some features on this profile are disabled
CRD#: 1079119
GP
Gregory Alan Peters

Professional summary

Gregory Alan Peters, AIF® was a registered financial advisor .

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Gregory had worked at 10 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 3 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VARIOUS FIXED INSURANCE COMPANIES, REPRESENTATIVE OFFERS FIXED INSURANCE PRODUCTS, LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: BUSINESS ENTERPRISE INSTITUTE, INVESTMENT RELATED: YES, ADDRESS: WALNUT CREEK, CA, NATURE OF BUSINESS: EXIT PLANNING STRATEGIES, POSITION: REPRESENTATIVE, START DATE: 01/2009, APX 12 PER MONTH, CAN VARY DEPENDANT ON VOLUME, BRIEF DESCRIPTION OF DUTIES: HELPING BUSINESS OWNERS WITH THE PROCESS OF CLOSING OR TRANSFERRING THEIR BUSINESS IN THE MOST TAX AND FINANCIALLY EFFICIENT MANNER;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

September 8, 2026 - Present

Office #1: 2950 Camino Diablo, Suite 220, Walnut Creek, CA 94597
WALNUT CREEK, CA
Past

June 29, 2023 - September 15, 2026

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
WALNUT CREEK, CA
Past

June 5, 2008 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
WALNUT CREEK, CA
Past

June 4, 2008 - September 15, 2026

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
WALNUT CREEK, CA
Past

December 14, 2001 - June 12, 2008

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA
CRD#: 104790
LAFAYETTE, CA
Past

March 28, 1996 - June 6, 2008

ASSOCIATED SECURITIES CORP.

BD
CRD#: 12969
LAFAYETTE, CA
Past

January 15, 1990 - April 1, 1996

PORTSMOUTH FINANCIAL SERVICES

BD
CRD#: 13980
SAN FRANCISCO, CA
Past

April 29, 1988 - January 27, 1990

SUTRO & CO. INCORPORATED

BD
CRD#: 801
SAN FRANCISCO, CA
Past

January 14, 1987 - May 12, 1988

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

April 28, 1986 - March 5, 1987

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

January 19, 1983 - May 1, 1986

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/8/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 12/17/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 5
Status Unavailable
Passed: 6/30/1983
Interest Rate Options Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 1/15/1983
General Securities Representative Examination
General Industry/Product Exam
PR
Series 3
Status Unavailable
Passed: 12/10/1982
National Commodity Futures Examination
Principal/Supervisory Exam
PR
Series 24
Status Unavailable
Passed: 7/28/1986
General Securities Principal Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

No current employment

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