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EC

Erinmaura O. Condon

COHEN & COMPANY SECURITIES
New York, NY 10019
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CRD#: 1078817
EC

Professional summary


Erinmaura Omalley Condon, who also goes by Erinmaura Condon, is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in New York, New York.

Erinmaura is registered as a RR (Registered Representative) and started their career in finance in 1982. Erinmaura has worked at 19 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Erinmaura Condon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Erinmaura Omalley Condon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 18, 2025 - Present

COHEN & COMPANY SECURITIES, LLC

Office #1: 3 Columbus Circle 24th Floor, New York, NY 10019
BD
CRD#: 149758
New York, NY
Past

July 1, 2021 - August 14, 2025

INSPEREX LLC

BD
CRD#: 101420
New York, NY
Past

September 30, 2019 - July 12, 2021

280 SECURITIES LLC

BD
CRD#: 284939
New York, NY
Past

August 30, 2019 - August 30, 2019

CABOT LODGE SECURITIES LLC

BD
CRD#: 159712
SCHAUMBURG, IL
Past

July 3, 2018 - October 10, 2019

IFS SECURITIES

BD
CRD#: 40375
New York, NY
Past

March 11, 2016 - June 26, 2018

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

August 25, 2015 - March 15, 2016

BLAYLOCK VAN, LLC

BD
CRD#: 145317
NEW YORK, NY
Past

July 28, 2008 - September 2, 2015

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY
Past

January 2, 2008 - August 7, 2008

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

June 6, 2007 - December 17, 2007

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
NEW YORK, NY
Past

August 18, 1999 - June 15, 2007

M. R. BEAL & COMPANY

BD
CRD#: 22088
NEW YORK, NY
Past

June 29, 1998 - November 8, 1999

ASIEL & CO. LLC

BD
CRD#: 1112
NEW YORK, NY
Past

April 30, 1997 - June 17, 1998

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

October 12, 1995 - April 18, 1997

MESIROW FINANCIAL, INC.

BD
CRD#: 2764
CHICAGO, IL
Past

November 6, 1991 - October 23, 1995

SCHRODER & CO. INC.

BD
CRD#: 6112
NEW YORK, NY
Past

April 17, 1991 - August 28, 1991

MARINE MIDLAND CAPITAL MARKETS CORP.

BD
CRD#: 22336
Past

October 5, 1990 - December 12, 1990

EHRLICH-BOBER & CO., INC.

BD
CRD#: 6998
Past

April 23, 1987 - April 20, 1990

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

November 24, 1982 - October 27, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/21/2025)
RR
Florida
(8/26/2025)
RR
Illinois
(8/28/2025)
RR
Minnesota
(8/22/2025)
RR
New Jersey
(8/22/2025)
RR
New York
(8/21/2025)
RR
Texas
(8/19/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 1/30/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


C&
COHEN & COMPANY SECURITIES, LLC
C & CO/PRINCERIDGE GROUP LLC | VINSONFORBES & CO. LLC | THE PRINCERIDGE GROUP LLC | J.V.B. FINANCIAL GROUP, LLC | COHEN & COMPANY SECURITIES, LLC | C & CO/PRINCERIDGE LLC

CRD#: 149758 / SEC#: , 8-68186

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
3 Columbus Circle 24th Floor, New York, NY 10019
Mailing Address
3 Columbus Circle 24th Floor, New York, NY 10019
Phone number
(646) 792-5600
Established
Delaware since 12/05/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
J.V.B. FINANCIAL GROUP HOLDINGS, LP.SOLE MEMBER
BRAFMAN, LESTER RAYMONDCHIEF EXECUTIVE OFFICER1895749
BURKLIN, STEPHAN GEORGEEXECUTIVE VICE PRESIDENT1808970
LISTMAN, DOUGLASCFO5894307
VACCA, KATHARINE ELIZABETHCHIEF COMPLIANCE OFFICER1821586

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COHEN & COMPANY SECURITIES, LLC

CRD#: 149758New York, NY 10019

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