JW
Jamie L. Ward
COKER & PALMER
Jackson, MS 39216
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CRD#: 1078717
JW
Professional summary
Jamie L Ward, who also goes by Jamie Lincoln Whitlow, is a registered financial professional currently at COKER & PALMER located in Jackson, Mississippi.
Jamie is registered as a RR (Registered Representative) and started their career in finance in 1982. Jamie has worked at 3 firms and has passed the Series 63, SIE, Series 15, Series 7 and Series 5 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jamie Lincoln Whitlow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jamie L Ward's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2003 - Present
COKER & PALMER
Office #1: 1667 Lelia Dr, Jackson, MS 39216Office #2: 1667 Lelia Drive, Jackson, MS 39216RIA
BD
CRD#: 29163
Jackson, MS
Past
July 3, 1989 - April 30, 2003
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
December 21, 1982 - July 3, 1989
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
COKER & PALMER
COKER & COMPANY, INC. | CPI RESEARCH | COKER, PALMER, PHILLIPS & MULLEN, INC. | COKER PALMER PHILLIPS & MULLEN | COKER & PALMER, INC. | COKER & PALMER, INC | COKER & PALMER INVESTMENT SECURITIES | COKER & PALMER
CRD#: 29163 / SEC#: 801-77645, 8-44129
RIA
Registered Investment Advisory firm - SEC (2/25/2013 Approved)Alabama
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Louisiana
Registered Investment Advisory firm - SEC (10/14/2014 Terminated)Mississippi
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Tennessee
Registered Investment Advisory firm - SEC (11/8/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/14/2014)
RR
Louisiana(1/19/2017)
RR
Mississippi(4/23/2003)
RR
New Jersey(3/22/2018)
RR
New York(6/22/2023)
RR
Texas(4/23/2003)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 2/17/1983
Foreign Currency Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 3/15/1982
Interest Rate Options ExaminationSRO Registrations
RR
FINRA
Current Firm
C&
COKER & PALMER
COKER & COMPANY, INC. | CPI RESEARCH | COKER, PALMER, PHILLIPS & MULLEN, INC. | COKER PALMER PHILLIPS & MULLEN | COKER & PALMER, INC. | COKER & PALMER, INC | COKER & PALMER INVESTMENT SECURITIES | COKER & PALMER
CRD#: 29163 / SEC#: 801-77645, 8-44129
RIA
Registered Investment Advisory firm - SEC (2/25/2013 Approved)Alabama
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Louisiana
Registered Investment Advisory firm - SEC (10/14/2014 Terminated)Mississippi
Registered Investment Advisory firm - SEC (10/9/2014 Terminated)Tennessee
Registered Investment Advisory firm - SEC (11/8/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
1667 Lelia Drive, Jackson, MS 39216
Mailing Address
1667 Lelia Drive, Jackson, MS 39216
Phone number
(601) 354-0860
Established
Mississippi since 07/08/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
13
SEC notice filing (10 States and Territories)
FINRA licenses (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 428 |
| AUM (Assets Under Management) | $ 244,065,071 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COKER & PALMER
CRD#: 29163Jackson, MS 39216TRUST BUT VERIFY
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