Brian J. Roehl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian James Roehl was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1982. Brian had worked at 3 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2010 - December 31, 2018
LJPR FINANCIAL ADVISORS
March 17, 1988 - August 5, 1989
OSAIC FS, INC.
December 22, 1982 - January 26, 1988
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LJPR FINANCIAL ADVISORS
CRD#: 105895 / SEC#: 801-35836
Contact information
Red Flags
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