Ronald C. Lively

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CRD#: 1078664

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Christopher Lively was a registered financial advisor .

Ronald is a previously registered financial advisor and started their career in finance in 1982. Ronald had worked at 17 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 22 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 4, 2014 - May 1, 2014

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

ODESSA, FL

Past

December 12, 2013 - April 8, 2014

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

September 12, 2006 - March 13, 2013

ENVESTNET PMC

RIA

CRD#: 111694

CHICAGO, IL

Past

August 30, 2005 - March 13, 2013

PORTFOLIO BROKERAGE SERVICES, INC.

CRD#: 18554

CHICAGO, IL

Past

September 4, 2002 - November 5, 2004

JOHN HANCOCK DISTRIBUTORS LLC

RIA

CRD#: 5249

ODESSA, FL

Past

September 3, 2002 - November 5, 2004

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

April 17, 2000 - May 22, 2002

STRONG CAPITAL MANAGEMENT INC

RIA

CRD#: 106638

MENOMONEE FALLS, WI

Past

April 14, 2000 - May 10, 2002

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Past

November 21, 1997 - April 7, 2000

INVESCO DISTRIBUTORS, INC.

CRD#: 289

HOUSTON, TX

Past

February 4, 1994 - September 20, 1997

GPC SECURITIES, INC.

CRD#: 14007

ATLANTA, GA

Past

September 17, 1992 - August 9, 1993

NSR DISTRIBUTORS, INC.

CRD#: 20271

ENFIELD, CT

Past

October 30, 1990 - July 20, 1992

USF&G INVESTMENT SERVICES, INC.

CRD#: 18949

Past

August 24, 1990 - August 14, 1991

ALERT EQUITY CORPORATION

CRD#: 22472

Past

July 23, 1990 - September 5, 1990

CAPITAL CONCEPTS INVESTMENT CORP.

CRD#: 7115

SAN FRANCISCO, CA

Past

June 26, 1987 - April 20, 1990

ANGELES SECURITIES CORPORATION

CRD#: 8083

LOS ANGELES, CA

Past

December 20, 1983 - June 5, 1987

DELTA CAPITAL CORPORATION

CRD#: 14107

Past

June 6, 1983 - December 9, 1983

R. ROWLAND & CO., INCORPORATED

CRD#: 911

Past

November 24, 1982 - April 5, 1983

U. S. CAPITAL SECURITIES, INC.

CRD#: 3590

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTITUDE ADVISORY GROUP L.L.C.

CRD#: 116083 / SEC#: 801-60827

RIA

Registered Investment Advisory firm - (1/4/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2000

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/1/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/11/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1988

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/27/1982

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 39

Date: 6/10/1982

Direct Participation Programs Principal Examination

Current Firm

FORTITUDE ADVISORY GROUP L.L.C.

CRD#: 116083 / SEC#: 801-60827

RIA

Registered Investment Advisory firm - (1/4/2002 Approved)

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Contact information

Main Address

7195 Wagner Way Suite 104, Gig Harbor, WA 98335

Mailing Address

Phone number

(253) 470-4977

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTITUDE ADVISORY GROUP BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	1,326
AUM (Assets Under Management)	$ 416,903,117

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald C. Lively

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARGENTUS SECURITIES, LLC

ENVESTNET PMC

PORTFOLIO BROKERAGE SERVICES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC

STRONG CAPITAL MANAGEMENT INC

STRONG INVESTMENTS, INC.

INVESCO DISTRIBUTORS, INC.

GPC SECURITIES, INC.

NSR DISTRIBUTORS, INC.

USF&G INVESTMENT SERVICES, INC.

ALERT EQUITY CORPORATION

CAPITAL CONCEPTS INVESTMENT CORP.

ANGELES SECURITIES CORPORATION

DELTA CAPITAL CORPORATION

R. ROWLAND & CO., INCORPORATED

U. S. CAPITAL SECURITIES, INC.

Primary Firm SEC Registration

FORTITUDE ADVISORY GROUP L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2000

Series 65

Date: 7/1/1994

Series 63

Date: 7/11/1983

Series 7

Date: 4/16/1988

Series 22

Date: 5/27/1982

Series 39

Date: 6/10/1982

Current Firm

FORTITUDE ADVISORY GROUP L.L.C.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTITUDE ADVISORY GROUP L.L.C.

TRUST BUT VERIFY

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