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Jennifer S. Dobbins

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CRD#: 1078611
JD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer S Dobbins, who also goes by Jennifer Ellen Dobbins, Jennifer Sachs Dobbins, Jennifer Ellen Sachs, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 1983. Jennifer had worked at 1 firm and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jennifer Ellen Dobbins | Jennifer Sachs Dobbins | Jennifer Ellen Sachs

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 12, 1983 - December 31, 2005

THE SACHS COMPANY

BD
CRD#: 13310
LOUISVILLE, KY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/23/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TS
THE SACHS COMPANY
MORTON H. SACHS & CO. | THE SACHS COMPANY

CRD#: 13310 / SEC#: , 8-18470

BD
Terminated by SEC on 02/07/2006
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Contact information


Main Address
Mailing Address
Phone number
Established
Kentucky since 08/12/1975
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SACHS, MORTON HARTCHAIRMAN, TREASURER, SECRETARY1113609
DOBBINS, JENNIFER ELLENVICE-PRESIDENT1078611
SACHS, ANDREW NICHOLASPRESIDENT1767955
SACHS, ANDREW NICHOLASCHIEF COMPLIANCE OFFICER1767955

Disclosures


Regulatory Event2
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE SACHS COMPANY

CRD#: 13310

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