Gregory M. Ostedgaard

FINANCIAL PROFESSIONALS

Greenbrier, AR

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CRD#: 1078476

Professional summary

Gregory Mcneill Ostedgaard is a registered financial advisor currently at FINANCIAL PROFESSIONALS INCORPORATED located in Greenbrier, Arkansas.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Gregory has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gregory Ostedgaard - Sole-proprietor; Investment-related; Greenbrier, AR 72058; Insurance; Insurance agent; 11/1981; 18hrs/18hrs; servicing and sales of insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Mcneill Ostedgaard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2000 - Present

FINANCIAL PROFESSIONALS INCORPORATED

RIA

CRD#: 116869

Greenbrier, AR

Past

May 16, 1997 - December 31, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

May 12, 1983 - May 21, 1997

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/1/2000)

IAR

Texas
(10/15/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/7/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINANCIAL PROFESSIONALS INCORPORATED

CRD#: 116869 / SEC#: 801-64340

RIA

Registered Investment Advisory firm - (7/31/2012 Terminated)

Arkansas

Registered Investment Advisory firm - (7/24/2012 Approved)

Texas

Registered Investment Advisory firm - (10/15/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Greenbrier, AR

Mailing Address

Phone number

(501) 314-8396

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 26,518,396

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory M. Ostedgaard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Mcneill Ostedgaard's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL PROFESSIONALS INCORPORATED

CAMBRIDGE INVESTMENT RESEARCH, INC.

ADVANTAGE CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/1999

Series 63

Date: 10/1/1983

Series 6

Date: 5/7/1983

Current Firm

FINANCIAL PROFESSIONALS INCORPORATED

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL PROFESSIONALS INCORPORATED

TRUST BUT VERIFY

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