Thomas E. Ledford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Ervin Ledford was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2004 - June 4, 2025
TLG LENOX, LLC
October 15, 2002 - April 23, 2003
STILLPOINT WEALTH MANAGEMENT, LLC
February 6, 1998 - December 18, 2001
LEGACY SECURITIES CORP.
April 17, 1985 - February 5, 1997
LEDFORD SECURITIES CORPORATION
May 10, 1983 - March 4, 1985
DUKES & DUKES SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TLG LENOX, LLC
CRD#: 131120 / SEC#: , 8-66424
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LENOX CAPITAL PARTNERS, LLC | OWNER/MEMBER | |
| FITE, JAMES MELODY JR. | PRESIDENT/CEO/CFO/FINOP/EXECUTIVE REPRESENTATIVE/CHIEF COMPLIANCE OFFICER | 4070999 |
Red Flags
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