Robert J. Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Flynn, who also goes by Bob Flynn, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 7 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2005 - February 22, 2008
PROFESSIONAL ASSET MANAGEMENT, INC.
February 23, 1999 - February 17, 2005
RAMPART FINANCIAL SERVICES, INC.
December 12, 1996 - December 31, 1998
WATERSTONE FINANCIAL GROUP, INC.
May 15, 1995 - October 4, 1996
SIGMA FINANCIAL CORPORATION
June 19, 1991 - December 14, 1994
LISS FINANCIAL SERVICES
May 4, 1987 - December 19, 1990
FUNDING CAPITAL INC.
March 1, 1983 - July 10, 1991
HALL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/21/1967
Registered Representative ExaminationCurrent Firm
PROFESSIONAL ASSET MANAGEMENT, INC.
CRD#: 21125 / SEC#: , 8-38813
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
