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Robert James Flynn

CRD# 1078446·Registered 1983 - 2008
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert James Flynn, who also goes by Bob Flynn, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1983 - 2008. Robert had worked at 7 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Flynn

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

PROFESSIONAL ASSET MANAGEMENT, INC.·CRD# 21125
BD
Bloomfield Hills, MI
October 12, 2005 - February 22, 2008
RAMPART FINANCIAL SERVICES, INC.·CRD# 43294
BD
Doylestown, PA
February 23, 1999 - February 17, 2005
WATERSTONE FINANCIAL GROUP, INC.·CRD# 10078
BD
Boston, MA
December 12, 1996 - December 31, 1998
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
Ann Arbor, MI
May 15, 1995 - October 4, 1996
LISS FINANCIAL SERVICES·CRD# 21950
BD
Milwaukee, WI
June 19, 1991 - December 14, 1994
FUNDING CAPITAL INC.·CRD# 16108
BD
May 4, 1987 - December 19, 1990
HALL SECURITIES CORPORATION·CRD# 13013
BD
March 1, 1983 - July 10, 1991

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Current Firm

PA
PROFESSIONAL ASSET MANAGEMENT, INC.

PROFESSIONAL ASSET MANAGEMENT, INC.

CRD#: 21125 / SEC#: 8-38813
BD
Terminated by SEC on 10/28/2011

Contact Information

Established

Michigan since 09/10/1987

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
FLAM, JOAN EDWINAMO/CORP. SEC.719351
JOHNSON, PETER CHARLESPRESIDENT/TREASURER/CCO854653

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1982About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Dec 1967

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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