Hubbard R. Garber
Professional summary
Hubbard Roelofs Garber, CFP®, who also goes by Hubbard R Garber, is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.
Hubbard is registered as a RR (Registered Representative) and started their career in finance in 1982. Hubbard has worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 6, Series 7, Series 22 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hubbard Roelofs Garber's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2017 - Present
FNEX CAPITAL, LLC
Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204March 3, 2014 - June 28, 2017
M&A SECURITIES GROUP, INC.
June 17, 1997 - November 1, 1999
LBMZ SECURITIES, INC.
November 25, 1992 - June 14, 1995
USAFFINITY INVESTMENTS LIMITED PARTNERSHIP
March 31, 1989 - January 17, 1990
INVESTORS BROKERAGE SERVICES, INC.
November 24, 1982 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
November 24, 1982 - March 15, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2017)
Exams
FINRA
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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