Thomas J. Lansden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Lansden, who also goes by Tom Lansden, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2000 - August 20, 2015
RHODES SECURITIES, INC.
January 21, 1994 - May 22, 2000
ALLIANCE FINANCIAL GROUP, INC.
November 26, 1990 - January 20, 1994
RAUSCHER PIERCE REFSNES, INC.
June 13, 1990 - December 21, 1990
CULLUM & SANDOW, INC.
October 2, 1987 - September 4, 1991
V.F. MINTON SECURITIES, INC.
December 22, 1982 - September 30, 1987
DFW CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RHODES SECURITIES, INC.
CRD#: 19610 / SEC#: , 8-37689
Contact information
FINRA licenses (45 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
