Kenneth L. Ward
Professional summary
Kenneth Lediard Ward is a registered financial professional currently at VISION 4 FUND DISTRIBUTORS located in Scottsdale, Arizona.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1982. Kenneth has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Lediard Ward's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2023 - Present
VISION 4 FUND DISTRIBUTORS
Office #1: 9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260July 13, 2022 - August 1, 2023
TOEWS ASSET MANAGEMENT
July 8, 2022 - August 1, 2023
NORTHERN LIGHTS DISTRIBUTORS, LLC
September 3, 2019 - June 14, 2022
G.DISTRIBUTORS, LLC
August 22, 2017 - November 15, 2018
QUEST CAPITAL STRATEGIES, INC.
January 15, 2013 - November 1, 2016
DWS DISTRIBUTORS, INC.
August 1, 2011 - November 8, 2012
G.DISTRIBUTORS, LLC
April 7, 2009 - August 26, 2011
G.RESEARCH, LLC
October 9, 2008 - January 2, 2009
HATTERAS CAPITAL DISTRIBUTORS, LLC
April 10, 2003 - December 19, 2005
OFI PRIVATE INVESTMENTS INC
March 12, 2003 - September 4, 2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
February 13, 2001 - March 11, 2003
B. C. ZIEGLER AND COMPANY
October 25, 1999 - November 6, 2000
TEJAS SECURITIES GROUP, INC.
June 10, 1998 - June 29, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 25, 1996 - May 15, 1998
VP DISTRIBUTORS LLC
July 15, 1985 - April 10, 1996
LORD ABBETT DISTRIBUTOR LLC
December 21, 1982 - May 8, 1985
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2025)
(9/5/2023)
Exams
FINRA
Current Firm
VISION 4 FUND DISTRIBUTORS
CRD#: 298105 / SEC#: , 8-70175
Contact information
FINRA licenses (28 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GARD, DAVID WAYNE | MANAGING DIRECTOR | 722647 |
| JOHNSON, HENRY P | MANAGING DIRECTOR | 5559118 |
| KUJALOWICZ, PAUL EDWARD | PRESIDENT/MANAGING DIRECTOR | 1020049 |
| SULLIVAN, CORNELIUS JOSEPH | MANAGING DIRECTOR | 2094448 |
| VAINISI, JEROME ARTHUR | CHIEF EXECUTIVE OFFICER | 2011056 |
| FOSTER, TODD MICHAEL | PASSIVE MEMBER | 3024634 |
| GREER, JOHN WILLIAM | PASSIVE MEMBER | 6148298 |
| LEE, BRYAN MATTHEW | PASSIVE MEMBER | 4779819 |
| QUALTERS, DONALD P | PASSIVE MEMBER | 3184519 |
| DAVIS, TAYLOR RENEE | CHIEF COMPLIANCE OFFICER | 5384424 |
| PORTWOOD, WILLIAM BOYCE | CHIEF FINANCIAL OFFICER/FINOP/PFO/POO | 4853700 |
Red Flags
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