Larry D. Sabin

SABIN INVESTMENT MANAGEMENT

Lehi, UT

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CRD#: 1077951

Professional summary

Larry Dean Sabin is a registered financial advisor currently at SABIN INVESTMENT MANAGEMENT, INC. located in Lehi, Utah.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Larry has worked at 5 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Dean Sabin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2007 - Present

SABIN INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 143629

Lehi, UT

Past

June 8, 2000 - September 10, 2003

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

RENTON, WA

Past

May 23, 1991 - July 19, 2000

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Past

April 19, 1988 - May 28, 1991

GOODLIN FINANCIAL, INC.

CRD#: 19489

Past

January 11, 1988 - April 26, 1988

WAMU INVESTMENTS, INC.

CRD#: 599

Past

November 24, 1982 - April 26, 1988

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/13/2024)

IAR

Utah
(5/8/2023)

IAR

Washington
(4/25/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/30/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/20/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/20/1989

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/28/1989

General Securities Principal Examination

Current Firm

SABIN INVESTMENT MANAGEMENT, INC.

CRD#: 143629 / SEC#: 801-79455

RIA

Registered Investment Advisory firm - (5/11/2016 Terminated)

California

Registered Investment Advisory firm - (12/26/2024 Terminated)

South Dakota

Registered Investment Advisory firm - (11/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/13/2024 Conditional Restricted)

Utah

Registered Investment Advisory firm - (5/5/2023 Approved)

Washington

Registered Investment Advisory firm - (5/10/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Lehi, UT

Mailing Address

5549 N Valley View Rd, Lehi, UT 84043

Phone number

(206) 999-2014

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	268
AUM (Assets Under Management)	$ 40,713,640

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Larry D. Sabin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Dean Sabin's CRS (Customer Relationship Summary).

Certified licenses

Experience

SABIN INVESTMENT MANAGEMENT, INC.

PACIFIC WEST SECURITIES, INC.

PACIFIC HARBOR SECURITIES, INC.

GOODLIN FINANCIAL, INC.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/30/1982

Series 7

Date: 11/20/1982

Series 4

Date: 9/20/1989

Series 24

Date: 2/28/1989

Current Firm

SABIN INVESTMENT MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SABIN INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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