Bobby H. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bobby Hugh Johnson was a registered financial professional .
Bobby is a previously registered financial professional and started their career in finance in 1983. Bobby had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2005 - December 31, 2023
THE O.N. EQUITY SALES COMPANY
January 20, 2005 - October 28, 2005
METROPOLITAN LIFE INSURANCE COMPANY
January 20, 2005 - October 28, 2005
MSI FINANCIAL SERVICES, INC.
February 5, 2004 - January 21, 2005
THE O.N. EQUITY SALES COMPANY
July 27, 1999 - February 3, 2004
CUNA BROKERAGE SERVICES, INC.
August 29, 1983 - August 18, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
