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DI

Donna M. Izzo

GRIFFIN SECURITIES
NEW YORK, NY 10004
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CRD#: 1077763
DI

Professional summary


Donna Marie Izzo is a registered financial professional currently at GRIFFIN SECURITIES, INC. located in New York, New York.

Donna is registered as a RR (Registered Representative) and started their career in finance in 1988. Donna has worked at 9 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Donna Marie Izzo's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 3, 2009 - Present

GRIFFIN SECURITIES, INC.

Office #1: 17 State Street, New York, NY 10004Office #2: 17 State Street, New York, NY 10004
BD
CRD#: 43229
NEW YORK, NY
Past

September 18, 2006 - September 14, 2009

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC

BD
CRD#: 126935
NEW YORK, NY
Past

March 1, 2006 - September 19, 2006

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
NEW YORK, NY
Past

August 6, 2003 - March 3, 2006

MONACO BROKERAGE CORPORATION

BD
CRD#: 33151
NEW YORK, NY
Past

October 1, 2000 - July 29, 2003

MOGAVERO LEE & CO INC.

BD
CRD#: 32723
STATEN ISLAND, NY
Past

July 30, 1994 - July 7, 1995

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

September 25, 1992 - August 28, 1993

WATERMARK SECURITIES, INC.

BD
CRD#: 28683
NEW YORK, NY
Past

October 30, 1989 - December 19, 1991

PXP SECURITIES CORP.

BD
CRD#: 22898
HARTFORD, CT
Past

January 1, 1988 - August 29, 1988

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/12/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


GS
GRIFFIN SECURITIES, INC.
GRIFFIN ADVISERS | GRIFFIN SECURITIES, INC.

CRD#: 43229 / SEC#: , 8-50186

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
17 State Street, New York, NY 10004
Mailing Address
17 State Street, New York, NY 10004
Phone number
(212) 509-9500
Established
New York since 04/01/1997
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
STECYK, ADRIAN ZENONPRESIDENT2883667
STECYK, CHRYSTYNA MARIAVICE PRESIDENT2883670
LANCIAN, JULIA RACHELFINOP, CHIEF COMPLIANCE OFFICER4116564
STERLING SECURITIES INTERNATIONAL LTD.SHAREHOLDER

Disclosures


Regulatory Event1

Red Flags


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Company Information


GRIFFIN SECURITIES, INC.

CRD#: 43229New York, NY 10004

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