Robert B. Vliek

PPS & V ASSET MANAGEMENT CONSULTANTS

PORTAGE, MI 49024

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CRD#: 1077704

Professional summary

Robert Bruce Vliek is a registered financial advisor currently at PPS & V ASSET MANAGEMENT CONSULTANTS INC located in Portage, Michigan.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Robert B. Vliek is licensed as an individual producer effective 11/29/2000 through the State of Michigan to offer Life Insurance, Fixed and Fixed Indexed Annuities. This business is investment-related and is located at 2750 Old Centre Ave. Portage MI 49024. I devote less than 1 hour per month on this business. My duties include services current contracts as well as to writing new contracts if the client goals and objectives call for Life Insurance, Fixed/Fixed Indexed annuities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bruce Vliek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2011 - Present

PPS & V ASSET MANAGEMENT CONSULTANTS INC

Office #1: 2750 Old Centre Ave, Portage, MI 49024

RIA

CRD#: 110491

PORTAGE, MI

Past

March 25, 2003 - December 31, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PORTAGE, MI

Past

January 10, 1992 - April 30, 2003

PONTELLO PRIOR SCHUT & VLIEK, INC.

CRD#: 29204

PORTAGE, MI

Past

February 15, 1988 - January 24, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 21, 1982 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PPS & V ASSET MANAGEMENT CONSULTANTS INC

CRD#: 110491 / SEC#: 801-40057

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/1/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/31/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/18/1982

General Securities Representative Examination

Current Firm

PPS & V ASSET MANAGEMENT CONSULTANTS INC

CRD#: 110491 / SEC#: 801-40057

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

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Contact information

Main Address

2750 Old Centre Ave Suite 100, Portage, MI 49024

Mailing Address

Phone number

(269) 321-4444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2024 ANNUAL UPDATING AMENDMENT (12/16/2024)

Regulatory assets under management

Total Number of Accounts	567
AUM (Assets Under Management)	$ 228,030,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert B. Vliek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bruce Vliek's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

PONTELLO PRIOR SCHUT & VLIEK, INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

PPS & V ASSET MANAGEMENT CONSULTANTS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2011

Series 63

Date: 1/11/1983

Series 3

Date: 1/31/1983

Series 7

Date: 12/18/1982

Current Firm

PPS & V ASSET MANAGEMENT CONSULTANTS INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PPS & V ASSET MANAGEMENT CONSULTANTS INC

TRUST BUT VERIFY

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