Richard B. Grassby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Bruce Grassby was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1982. Richard had worked at 5 firms and has passed the Series 7, Series 24, Series 53, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 1989 - July 25, 1989
JONATHAN ALAN & CO., INC.
May 4, 1988 - May 19, 1988
STEVEN ANDREW & COMPANY, INC.
November 12, 1985 - March 26, 1988
SANDHURST SECURITIES LTD.
October 6, 1983 - November 23, 1985
MANAGER ADVISORY GROUP INC.
December 21, 1982 - March 5, 1986
ELMS SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JONATHAN ALAN & CO., INC.
CRD#: 15914 / SEC#: , 8-32952
Contact information
Documents
Red Flags
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