Richard J. Lusk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard James Lusk JR., who also goes by Jr Richard James Lusk, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2017 - February 20, 2018
HALO SECURITIES, LLC
December 22, 2015 - December 31, 2017
ROTHSCHILD WEALTH LLC
November 16, 2015 - February 28, 2017
AUSDAL FINANCIAL PARTNERS, INC.
September 7, 2004 - May 7, 2007
SMART FINANCIAL ADVISORS, LLC
August 31, 2004 - November 17, 2015
CETERA ADVISORS LLC
August 31, 2004 - November 17, 2015
CETERA ADVISORS LLC
February 26, 2003 - September 13, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 29, 1999 - September 13, 2004
OSAIC FA, INC.
June 1, 1998 - September 13, 2004
OSAIC FA, INC.
January 3, 1983 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HALO SECURITIES, LLC
CRD#: 279029 / SEC#: , 8-69655
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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