Glenn S. Mccullough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn S Mccullough, who also goes by Glenn Stephen Mccullough, was a registered financial advisor .
Glenn is a previously registered financial advisor and started their career in finance in 1983. Glenn had worked at 18 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2010 - September 10, 2012
PNC WEALTH MANAGEMENT LLC
September 23, 2010 - September 10, 2012
PNC WEALTH MANAGEMENT LLC
January 11, 2008 - October 7, 2008
MML DISTRIBUTORS, LLC
February 21, 2007 - December 31, 2007
EVERLAKE DISTRIBUTORS, LLC
August 7, 2006 - October 31, 2006
DUNHAM
July 24, 2006 - October 31, 2006
DUNHAM
January 30, 2006 - March 8, 2006
UNIFIED FINANCIAL SECURITIES, LLC
September 21, 2000 - August 19, 2004
ALLIANZ LIFE FINANCIAL SERVICES, LLC
March 13, 1999 - July 18, 2000
RIGGS SECURITIES INC.
March 31, 1997 - April 2, 1998
SII INVESTMENTS, INC.
October 17, 1996 - April 1, 1997
CETERA WEALTH SERVICES, LLC
February 8, 1995 - August 2, 1995
LPL FINANCIAL LLC
August 9, 1993 - December 20, 1994
NATCITY INSURANCE SERVICES, INC.
January 20, 1992 - September 11, 1992
BOWLES HOLLOWELL CONNER & CO.
February 23, 1989 - January 28, 1991
CROWN FINANCIAL ASSOCIATES, INC.
September 2, 1987 - March 7, 1989
ROYAL PALM INVESTMENT SECURITIES, INC.
January 13, 1987 - May 20, 1987
VANDEMAN & FULTON SECURITIES, INC.
August 20, 1986 - December 24, 1986
PAMCO SECURITIES AND INSURANCE SERVICES
July 14, 1983 - August 6, 1986
MORGAN STANLEY DW INC.
March 1, 1983 - August 24, 1983
CADARET, GRANT & CO., INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
