Jeffrey M. Schuler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Mark Schuler was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1982. Jeffrey had worked at 8 firms and has passed the Series 63, Series 7, Series 24, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 1992 - October 13, 1998
NOBLE CAPITAL MARKETS, INC.
November 7, 1990 - February 24, 1992
MERIDIAN, DUNHILL & CO., INC.
April 5, 1989 - November 14, 1990
RICHARD SCOTT ASSET MANAGEMENT, INC.
December 12, 1988 - April 5, 1989
MORGAN GLADSTONE & CO. INC.
July 28, 1988 - January 24, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 28, 1988 - January 24, 1989
PRUCO SECURITIES, LLC.
April 20, 1987 - January 20, 1988
F.D. ROBERTS SECURITIES, INC.
December 1, 1982 - April 24, 1987
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/10/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768 / SEC#: , 8-32706
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
