Daniel O'leary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel O'leary JR, who also goes by Dan O'leary Jr, Dan Oleary Jr, Daniel Oleary Jr, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1982. Daniel had worked at 20 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2007 - September 24, 2015
INVESTOR RESOURCES INC
August 22, 2007 - August 3, 2010
R & L ADVISORY SERVICES, LLC
July 15, 2005 - March 12, 2007
CETERA INVESTMENT SERVICES LLC
July 15, 2005 - March 12, 2007
CETERA INVESTMENT SERVICES LLC
July 7, 2004 - July 26, 2005
CETERA ADVISORS LLC
February 21, 2003 - July 30, 2004
1ST GLOBAL ADVISORS INC
February 21, 2003 - July 30, 2004
1ST GLOBAL CAPITAL CORP.
September 24, 2002 - June 9, 2004
O'LEARY FINANCIAL PLANNING, INC.
June 18, 2002 - August 21, 2002
LPL FINANCIAL LLC
June 17, 2002 - August 21, 2002
LPL FINANCIAL LLC
February 27, 2001 - April 29, 2002
FIRST HORIZON ADVISORS, INC.
August 18, 1999 - February 21, 2001
LPL FINANCIAL LLC
December 11, 1995 - August 31, 1999
SUNAMERICA SECURITIES, INC.
July 28, 1992 - December 12, 1995
CETERA WEALTH SERVICES, LLC
January 2, 1991 - July 24, 1992
CUNA BROKERAGE SERVICES, INC.
April 5, 1990 - December 31, 1990
CENTURY INVESTORS OF AMERICA, INC.
July 20, 1989 - April 9, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
July 20, 1989 - April 9, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 23, 1989 - July 13, 1989
TITAN/VALUE EQUITIES GROUP, INC.
January 16, 1986 - December 31, 1988
INVESTORS BROKERAGE SERVICES, INC.
September 19, 1985 - January 25, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
October 5, 1983 - October 3, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
December 14, 1982 - October 14, 1983
NPC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTOR RESOURCES INC
CRD#: 110766 / SEC#: 801-38059
Contact information
Regulatory assets under management
| Total Number of Accounts | 215 |
| AUM (Assets Under Management) | $ 49,774,889 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
