Randy L. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randy Lee Clark was a registered financial professional .
Randy is a previously registered financial professional and started their career in finance in 1983. Randy had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - December 31, 2011
VARIABLE INVESTMENT ASSOCIATES, INC.
December 3, 2007 - September 25, 2009
WRP INVESTMENTS, INC.
December 15, 2005 - November 5, 2007
INVESTMENT CENTERS OF AMERICA, INC.
December 17, 2004 - December 20, 2005
CETERA WEALTH SERVICES, LLC
July 26, 2004 - October 22, 2004
IFMG SECURITIES, INC.
January 4, 2002 - July 27, 2004
CETERA WEALTH SERVICES, LLC
February 5, 1994 - February 23, 2000
CETERA INVESTMENT SERVICES LLC
July 17, 1992 - September 8, 1993
FIRSTAR INVESTMENT SERVICES,INC.
August 9, 1991 - July 17, 1992
CAPITAL FINANCIAL SERVICES, INC.
May 21, 1990 - July 23, 1991
INVEST FINANCIAL CORPORATION
February 2, 1989 - May 21, 1990
KINGLAND CAPITAL CORPORATION
August 4, 1987 - February 14, 1989
BLUNT ELLIS & LOEWI INCORPORATED
January 19, 1983 - July 6, 1987
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
