Barry L. Savitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Lawrence Savitz was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1983. Barry had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 18, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2003 - July 20, 2018
SMITH CAPITAL MARKETS, LLC.
June 1, 2001 - January 22, 2003
PCS SECURITIES, INC.
October 19, 1993 - June 19, 2001
ABN AMRO SECURITIES LLC
October 24, 1986 - February 15, 1989
SALOMON BROTHERS INC.
March 29, 1983 - October 11, 1983
MARCUS SCHLOSS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/20/2005
Limited Representative-Equity Trader ExamSeries 18
Date: 9/17/1988
Securities Industry Rules and Regulations ExaminationSeries 8
Date: 4/30/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SMITH CAPITAL MARKETS, LLC.
CRD#: 121430 / SEC#: , 8-65408
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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