Suzzette B. Rutherford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzzette Bagaybagayan Rutherford, CFP®, who also goes by Suzzette Parial Bagaybagayan, was a registered financial professional .
Suzzette is a previously registered financial professional and started their career in finance in 1983. Suzzette had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1984
Experience
November 10, 2003 - June 25, 2020
RUTHERFORD ASSET PLANNING, INC.
February 10, 2003 - July 15, 2003
CITIZENS PRIVATE WEALTH
October 9, 2002 - February 6, 2003
RUTHERFORD ASSET PLANNING INC
January 19, 1983 - June 11, 1985
CARDELL & ASSOCIATES, INCORPORATED
Primary Firm SEC Registration
RUTHERFORD ASSET PLANNING, INC.
CRD#: 128036 / SEC#: 801-62324
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUTHERFORD ASSET PLANNING, INC.
CRD#: 128036 / SEC#: 801-62324
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 257 |
| AUM (Assets Under Management) | $ 172,471,747 |
Red Flags
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