Robert A. Cruickshank
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alfred Cruickshank was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2011 - November 20, 2013
DUBLIN WEALTH MANAGEMENT, INC.
June 7, 2010 - December 31, 2010
DUBLIN WEALTH MANAGEMENT, INC.
May 14, 2004 - May 27, 2010
AURA ASSET MANAGEMENT, INC.
July 23, 2001 - November 4, 2009
AURA FINANCIAL SERVICES, INC.
January 28, 1999 - July 25, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 7, 1995 - December 31, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 26, 1994 - October 12, 1995
COMMONWEALTH FINANCIAL NETWORK
July 25, 1994 - October 3, 1994
METROPOLITAN LIFE INSURANCE COMPANY
July 25, 1994 - October 3, 1994
MSI FINANCIAL SERVICES, INC.
December 14, 1982 - October 7, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 14, 1982 - October 7, 1988
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DUBLIN WEALTH MANAGEMENT, INC.
CRD#: 153475 / SEC#: 801-71267
Contact information
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 15,601,299 |
Red Flags
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