Donald P. Butler

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CRD#: 1077287

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Paul Butler, who also goes by Donald P Butler, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Donald P Butler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 4, 2006 - October 2, 2009

MYD MARKET, INC

CRD#: 29019

ROCKVILLE, MD

Past

December 14, 2004 - June 15, 2015

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

BETHESDA, MD

Past

December 21, 1999 - April 30, 2001

GOLDMAN SACHS CUSTODY SOLUTIONS

CRD#: 48015

MCLEAN, VA

Past

September 15, 1999 - November 8, 1999

B. RILEY SECURITIES, INC.

CRD#: 25027

LOS ANGELES, CA

Past

September 1, 1997 - January 11, 2000

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

June 13, 1996 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

January 19, 1993 - May 15, 1996

HOWARD WEIL INCORPORATED

CRD#: 30958

NEW ORLEANS, LA

Past

June 6, 1990 - May 3, 1996

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

June 2, 1989 - June 19, 1990

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

May 20, 1988 - June 9, 1989

J. T. MORAN & CO., INC.

CRD#: 15655

Past

May 25, 1983 - May 20, 1988

BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS

CRD#: 7303

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/3/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/15/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 12/13/2004

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/25/1986

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/1985

General Securities Principal Examination

Current Firm

MYD MARKET, INC

CRD#: 29019 / SEC#: , 8-44018

Terminated by SEC on 01/30/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

Massachusetts since 07/24/1991

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SECURITIES PARTNERS, LLC	OWNER
BENISTY GROUP, LLC	SHAREHOLDER
LEIAH LLC	SHAREHOLDER
QUCUI LLC	SHAREHOLDER
ASSOUN, YAN	PRESIDENT	5683791
CURRAN, JAMES EDWARD	FINOP	2870558
ONEILL, THOMAS A	CHIEF COMPLIANCE OFFICER	2312416

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donald P. Butler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

GOLDMAN SACHS CUSTODY SOLUTIONS

B. RILEY SECURITIES, INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

HOWARD WEIL INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

POLARIS FINANCIAL SERVICES, INC.

J. T. MORAN & CO., INC.

BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/3/1983

SIE

Date: 6/15/2015

Series 7

Date: 5/21/1983

Series 27

Date: 12/13/2004

Series 4

Date: 8/25/1986

Series 24

Date: 5/16/1985

Current Firm

MYD MARKET, INC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MYD MARKET, INC

TRUST BUT VERIFY

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