Kurt D. Nowka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt David Nowka was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 1982. Kurt had worked at 2 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 1997 - December 31, 2012
MIDWEST RESOURCES SECURITIES CORP.
January 1, 1995 - October 21, 1996
MIDWEST RESOURCES SECURITIES CORP.
July 6, 1988 - February 9, 1994
MIDWEST RESOURCES SECURITIES CORP.
November 12, 1982 - July 2, 1984
SPRING & BOE INVESTMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDWEST RESOURCES SECURITIES CORP.
CRD#: 21844 / SEC#: , 8-39319
Contact information
Documents
Red Flags
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