Brian T. Morton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Todd Morton was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1982. Brian had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 1986 - May 22, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
June 16, 1986 - July 23, 1987
UNIVERSAL SECURITIES OF AMERICA, INC.
April 7, 1986 - April 28, 1986
THE STUART-JAMES COMPANY, INCORPORATED
December 7, 1985 - April 29, 1986
ADVEST, INC.
December 13, 1984 - September 30, 1985
CLAIRMONT SECURITIES INC.
October 8, 1984 - December 5, 1984
VANDERBILT SECURITIES, INC.
August 10, 1984 - October 26, 1984
SUTTON PLACE SECURITIES, INC.
February 27, 1984 - June 15, 1984
KANAN SECURITIES, INC.
September 29, 1983 - February 2, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
December 21, 1982 - October 4, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKS WEINGER ROBBINS & LEEDS INC.
CRD#: 14156 / SEC#: , 8-30334
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
