Oilda C. Hernandez
Professional summary
Oilda Caridad Hernandez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Oilda is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Oilda had worked at 8 firms, which includes MML INVESTORS SERVICES LLC, ACTIVA CAPITAL MARKETS INC., KOVACK SECURITIES INC., THE PARTNERS FINANCIAL GROUP INC., RURAL SECURITIES INC., CIBC WORLD MARKETS CORP., AMERISECURITIES CAPITAL CORP., CULVER & DUNN SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2013 - March 18, 2014
MML INVESTORS SERVICES, LLC
August 17, 2009 - March 15, 2013
ACTIVA CAPITAL MARKETS, INC.
December 8, 2003 - October 22, 2008
KOVACK SECURITIES INC.
November 11, 2002 - December 4, 2003
THE PARTNERS FINANCIAL GROUP, INC.
November 26, 1997 - September 13, 2002
THE PARTNERS FINANCIAL GROUP, INC.
February 13, 1996 - December 1, 1997
RURAL SECURITIES, INC.
January 9, 1995 - February 15, 1996
CIBC WORLD MARKETS CORP.
June 4, 1993 - December 15, 1994
THE PARTNERS FINANCIAL GROUP, INC.
January 5, 1990 - February 18, 1993
AMERISECURITIES CAPITAL CORP.
January 1, 1989 - August 17, 1989
CULVER & DUNN SECURITIES CORPORATION
Primary Firm SEC Registration
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/13/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSMUTUAL HOLDING LLC | MEMBER | |
| BAUER, THOMAS K | CHIEF TECHNOLOGY OFFICER | 4759472 |
| BOWMAN, VAUGHN CHARLES | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHAIRMAN OF THE BOARD | 4725044 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| LAPIANA, PAUL ANTHONY | DIRECTOR | 2237245 |
| MALLEE, JOSEPH PATRICK III | DIRECTOR | 4231618 |
| MINK, DAVID MYERS | VICE PRESIDENT AND CHIEF OPERATIONS OFFICER | 2606831 |
| RANDALL, GEORGE ASHLEY IV | FIELD RISK OFFICER | 4881503 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| ROGERS REID, COURTNEY MCKENZIE | CHIEF COMPLIANCE OFFICER | 5374512 |
| VACCARO, JOHN ARTHUR | CHAIRMAN EMERITUS | 2264004 |
| WILKINSON, MARY BEA | VICE PRESIDENT | 2159909 |
Regulatory assets under management
| Total Number of Accounts | 392,820 |
| AUM (Assets Under Management) | $ 90,021,969,258 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 1 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 12/19/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
