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JM

Jerry Dewayne Mccutchen Sr

CRD# 1076678·Registered 1983 - 2015
Barred: Jerry Dewayne Mccutchen SR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jerry Dewayne Mccutchen SR, who also goes by Jerry Dewayne Mccutchen, was a registered financial advisor. Jerry was a previously registered financial advisor and started their career in finance 1983 - 2015. Jerry had worked at 12 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 51 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jerry Dewayne Mccutchen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

RETIRING WITH DIGNITY, INC.·CRD# 158339
RIA
Mobile, AL
January 24, 2012 - January 6, 2015
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
BD
Mobile, AL
January 26, 2007 - December 31, 2014
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Mobile, AL
May 5, 2003 - January 29, 2007
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
December 1, 1998 - May 8, 2003
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Waltham, MA
December 1, 1995 - December 2, 1998
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Birmingham, AL
October 1, 1992 - November 30, 1995
THE MCCUTCHEN COMPANY, INC.·CRD# 123833
RIA
Mobile, AL
February 19, 1992 - June 26, 2012
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
December 6, 1991 - August 17, 1992
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
November 15, 1989 - November 11, 1991
BBVA COMPASS INVESTMENT SOLUTIONS, INC·CRD# 17086
BD
Birmingham, AL
June 12, 1987 - June 27, 1989
FIRST FUNDS, INC.·CRD# 17415
BD
June 30, 1986 - January 29, 1987
CITADEL CAPITAL GROUP, INC.·CRD# 12976
BD
January 19, 1983 - April 12, 1983

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Current Firm

RW
RETIRING WITH DIGNITY, INC.

RETIRING WITH DIGNITY, INC.

CRD#: 158339

Contact Information

Main Address

524-a Boulevard Park W, Mobile, AL 36609

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 1987About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1983About the Series 7 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Jun 2003About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed May 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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