Jerry D. Mccutchen

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CRD#: 1076678

Professional summary

Jerry Dewayne Mccutchen SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jerry is a previously registered financial advisor and started their career in finance in 1983. Prior to being barred, Jerry had worked at 12 firms, which includes RETIRING WITH DIGNITY INC., BERTHEL FISHER & COMPANY FINANCIAL SERVICES INC., NEXT FINANCIAL GROUP INC., FSC SECURITIES CORPORATION, COMMONWEALTH FINANCIAL NETWORK, CONCOURSE FINANCIAL GROUP SECURITIES INC., THE MCCUTCHEN COMPANY INC., WALNUT STREET SECURITIES INC., MML INVESTORS SERVICES LLC, BBVA COMPASS INVESTMENT SOLUTIONS INC, FIRST FUNDS INC., CITADEL CAPITAL GROUP INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Jerry Dewayne Mccutchen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 24, 2012 - January 6, 2015

RETIRING WITH DIGNITY, INC.

RIA

CRD#: 158339

MOBILE, AL

Past

January 26, 2007 - December 31, 2014

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

MOBILE, AL

Past

May 5, 2003 - January 29, 2007

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

MOBILE, AL

Past

December 1, 1998 - May 8, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

December 1, 1995 - December 2, 1998

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

October 1, 1992 - November 30, 1995

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

February 19, 1992 - June 26, 2012

THE MCCUTCHEN COMPANY, INC.

RIA

CRD#: 123833

MOBILE, AL

Past

December 6, 1991 - August 17, 1992

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 15, 1989 - November 11, 1991

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 12, 1987 - June 27, 1989

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

Past

June 30, 1986 - January 29, 1987

FIRST FUNDS, INC.

CRD#: 17415

Past

January 19, 1983 - April 12, 1983

CITADEL CAPITAL GROUP, INC.

CRD#: 12976

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/2/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/22/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 6/3/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/22/1987

General Securities Principal Examination

Current Firm

RETIRING WITH DIGNITY, INC.

CRD#: 158339 / SEC#:

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Contact information

Main Address

524-a Boulevard Park W, Mobile, AL 36609

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Firm Stability Insights

Jerry D. Mccutchen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

NEXT FINANCIAL GROUP, INC.

FSC SECURITIES CORPORATION

COMMONWEALTH FINANCIAL NETWORK

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

THE MCCUTCHEN COMPANY, INC.

WALNUT STREET SECURITIES, INC.

MML INVESTORS SERVICES, LLC

BBVA COMPASS INVESTMENT SOLUTIONS, INC

FIRST FUNDS, INC.

CITADEL CAPITAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/1986

SIE

Date: 12/31/2014

Series 3

Date: 6/22/1987

Series 7

Date: 1/15/1983

Series 51

Date: 6/3/2003

Series 24

Date: 5/22/1987

Current Firm

RETIRING WITH DIGNITY, INC.

Contact information

Documents

Red Flags

Company Information

RETIRING WITH DIGNITY, INC.

TRUST BUT VERIFY

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